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          |   General Information  |     |  
          | Party ID | Party Name | Party Classification | Mailing Address | Work Phone | Email/Website |  
          
            
              
              
                | 535164 | LHS Equities, LLC c/o Transwestern | Privately-Owned Business | 601 South Figueroa Street 2750 Los Angeles, CA 90017 | 213-624-5700 | None |  |  | 
   
  
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            |     Related Places  |  
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            | Total Related Places: 1 |  |  | 
  
  
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            |     Related Parties  |  
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            | Total Related Parties: 1 |  |  | 
  
  
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            |     Regulatory Measures (non-enforcement)  |  
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            | Total Regulatory Measures: 1 |  |  | 
  
  
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            |     Violations within the past year  |  
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            | Total Violations: 0 |  
            | *Click the "(+/-) Violation Description" link to expand and contract the violation description. |  |  | 
  
  
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            |     Enforcement Actions  |  
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                  | Enforcement ID | Enforcement Type | Enf. Order No. | Title | Program | Effective Date | Status |   
                    
                      
                      
                        | 416685 | Admin Civil Liability | R4-2017-0182 | ACL R4-2017-0182 for LHS Equities, LLC c/o Charles Dunn Real Estate Services, Inc. | NPDNONMUNIPRCS | 01/12/2018 | Historical |  
      			   
                    
                      
                      
                        | 423180 | Admin Civil Liability | R4-2018-0102 | ACL R4-2018-0102 for LHS Equities, LLC c/o Charles Dunn Real Estate Services, Inc. | NPDNONMUNIPRCS | 07/30/2018 | Historical |  |  
            | Total Enforcement Actions: 2 |  |  | 
  
  
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            |     Regulatory Measures linked to Related Parties  |  
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            | Total Regulatory Measures linked to Related Parties: 0 |  |  |