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| General Information |
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| Party ID |
Party Name |
Party Classification |
Mailing Address |
Work Phone |
Email/Website |
| 532387 |
Rick Miranda |
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None |
None |
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Related Places
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Total Related Places: 0
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Related Parties
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Total Related Parties: 2
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Regulatory Measures (non-enforcement)
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Total Regulatory Measures: 0
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Violations within the past year
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Total Violations: 0
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*Click the "(+/-) Violation Description" link to expand and contract the violation description.
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Enforcement Actions
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Total Enforcement Actions: 0
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Regulatory Measures linked to Related Parties
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| Reg. Measure ID |
Organization |
Regulatory Measure Type |
Program |
Effective Date |
Status |
| 362344 |
Empire Capital |
401 Certification |
CERFILLEXC |
03/17/2004 |
Historical |
| 362346 |
Empire Capital |
401 Certification |
CERFILLEXC |
05/14/2007 |
Historical |
| 362349 |
Empire Capital |
401 Certification |
CERFILLEXC |
None |
Active |
| 362350 |
Empire Capital |
401 Certification |
CERFILLEXC |
None |
Active |
| 362391 |
Empire Capital |
401 Certification |
CERFILLEXC |
None |
Active |
| 362392 |
Empire Capital |
401 Certification |
CERFILLEXC |
None |
Active |
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Total Regulatory Measures linked to Related Parties: 6
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